# LAURIE ANN ELLIS-MCLEOD

LAURIE ANN ELLIS-MCLEOD is an investment adviser representative (IAR) with state registration records since 2012, appearing at 7 firms. Currently registered with HARBOUR INVESTMENTS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HARBOUR INVESTMENTS, INC.](https://search.stillhousedata.com/firm/19258) | 2018-11-02 | present | Yes |
| [INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144426) | 2018-01-10 | 2018-11-19 | — |
| [GROVE POINT INVESTMENTS, LLC](https://search.stillhousedata.com/firm/1763) | 2016-08-04 | 2017-12-31 | — |
| [INVESTORS CAPITAL CORP.](https://search.stillhousedata.com/firm/30613) | 2015-09-01 | 2016-08-05 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2015-03-26 | 2015-09-01 | — |
| [BFC PLANNING, INC.](https://search.stillhousedata.com/firm/119682) | 2013-12-10 | 2015-03-26 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2012-11-09 | 2013-12-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6044180)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6044180.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.