# TONY PENG

TONY PENG is an investment adviser representative (IAR) with state registration records since 2013, appearing at 4 firms. Currently registered with HSBC SECURITIES (USA) INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2025-08-06 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-07-27 | 2025-07-29 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2020-08-21 | 2023-07-31 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2018-03-14 | 2020-07-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-06-21 | 2018-03-12 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2013-03-07 | 2013-06-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6056501)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6056501.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.