# ROBERT JOSEPH CALDWELL

ROBERT JOSEPH CALDWELL is an investment adviser representative (IAR) with state registration records since 2013, appearing at 9 firms. Currently registered with MML INVESTORS SERVICES, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2026-07-23 | present | Yes |
| [FOUNDATIONS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/175083) | 2025-11-21 | 2026-06-18 | — |
| [PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.](https://search.stillhousedata.com/firm/323146) | 2022-09-30 | 2025-11-19 | — |
| [CWM, LLC](https://search.stillhousedata.com/firm/155344) | 2021-02-11 | 2022-10-04 | — |
| [PRICE FINANCIAL GROUP WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/164129) | 2018-12-14 | 2021-12-01 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2018-05-24 | 2018-12-20 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2016-11-16 | 2018-06-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-01-30 | 2016-06-08 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2013-01-07 | 2015-02-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6117463)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6117463.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.