# Robert James Stapleton

Robert James Stapleton is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2019-07-05 | present | Yes |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2017-08-21 | 2019-07-02 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2013-11-08 | 2017-08-21 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2013-10-18 | 2013-11-05 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2013-10-17 | 2013-11-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6124388)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6124388.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.