# Alessandro Ugge

Alessandro Ugge is an investment adviser representative (IAR) with state registration records since 2013, appearing at 5 firms. Currently registered with BOK FINANCIAL SECURITIES, INC., BOK FINANCIAL PRIVATE WEALTH, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BOK FINANCIAL PRIVATE WEALTH, INC.](https://search.stillhousedata.com/firm/106733) | 2023-09-25 | present | Yes |
| [BOK FINANCIAL SECURITIES, INC.](https://search.stillhousedata.com/firm/17530) | 2023-09-25 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2020-09-11 | 2023-09-26 | — |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2018-10-03 | 2020-09-11 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-10-19 | 2018-09-07 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2013-06-24 | 2016-09-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6179225)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6179225.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.