# JAMES GREGORY SWEET

JAMES GREGORY SWEET is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with MAI CAPITAL MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MAI CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/109807) | 2025-12-16 | present | Yes |
| [COURT PLACE ADVISORS LLC](https://search.stillhousedata.com/firm/108545) | 2019-10-25 | 2025-12-01 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2017-06-26 | 2019-10-16 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2017-06-26 | 2019-10-16 | — |
| [T. ROWE PRICE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/108958) | 2015-03-04 | 2017-05-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6202653)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6202653.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.