# JAMES PATRICK PHILLIPS

JAMES PATRICK PHILLIPS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 4 firms. Currently registered with FIRST TRUST ADVISORS LP.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIRST TRUST ADVISORS LP](https://search.stillhousedata.com/firm/107027) | 2023-07-19 | present | Yes |
| [GUGGENHEIM INVESTMENTS](https://search.stillhousedata.com/firm/105477) | 2016-07-15 | 2023-08-04 | — |
| [NORTHCOAST ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/282241) | 2016-01-04 | 2016-06-27 | — |
| [KOVITZ INVESTMENT GROUP, LLC](https://search.stillhousedata.com/firm/127880) | 2015-02-12 | 2015-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6218431)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6218431.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.