# Nicholas Groman

Nicholas Groman is an investment adviser representative (IAR) with state registration records since 2015, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-06-04 | present | Yes |
| [AVANTAX ADVISORY SERVICES](https://search.stillhousedata.com/firm/104556) | 2023-07-24 | 2025-06-09 | — |
| [HORAN SECURITIES, INC.](https://search.stillhousedata.com/firm/40794) | 2020-06-15 | 2023-07-19 | — |
| [MAI CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/109807) | 2019-07-15 | 2020-06-01 | — |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2018-07-13 | 2018-11-23 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2015-07-27 | 2018-07-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6304541)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6304541.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.