# James Howard

James Howard is an investment adviser representative (IAR) with state registration records since 2015, appearing at 8 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2026-03-19 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2021-12-14 | 2026-03-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2019-08-27 | 2021-10-25 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2018-04-13 | 2019-07-16 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2018-02-26 | 2019-07-16 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2017-04-04 | 2018-02-26 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2015-09-28 | 2017-04-04 | — |
| [BB&T SECURITIES, LLC](https://search.stillhousedata.com/firm/142785) | 2015-06-09 | 2015-09-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6369094)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6369094.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.