# VINCENT JOHN KLEIN

VINCENT JOHN KLEIN is an investment adviser representative (IAR) with state registration records since 2014, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2024-08-01 | present | Yes |
| [SAXONY CAPITAL MANAGEMENT LLC.](https://search.stillhousedata.com/firm/122692) | 2018-01-03 | 2024-08-20 | — |
| [MADISON AVENUE SECURITIES, LLC](https://search.stillhousedata.com/firm/23224) | 2016-05-06 | 2017-12-31 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2014-12-22 | 2016-04-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6405729)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6405729.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.