# Cory Brian Finke

Cory Brian Finke is an investment adviser representative (IAR) with state registration records since 2017, appearing at 2 firms. Currently registered with ROTH CAPITAL PARTNERS, LLC.

## Registration history (2)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROTH CAPITAL PARTNERS, LLC](https://search.stillhousedata.com/firm/15407) | 2025-09-23 | present | Yes |
| [NORTHERN TRUST SECURITIES, INC.](https://search.stillhousedata.com/firm/7927) | 2017-04-11 | 2025-09-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6497142)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6497142.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.