# Carl E Ekstrom

Carl E Ekstrom is an investment adviser representative (IAR) with state registration records since 2017, appearing at 7 firms. Currently registered with HIGHTOWER ADVISORS, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HIGHTOWER ADVISORS, LLC](https://search.stillhousedata.com/firm/145323) | 2025-01-02 | present | Yes |
| [FINANCIAL PLANNING AND INFORMATION SERVICES, INC.](https://search.stillhousedata.com/firm/113110) | 2023-06-30 | 2025-02-04 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-01-26 | 2023-07-03 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2021-07-27 | 2023-07-03 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2021-07-27 | 2022-10-14 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2021-07-21 | 2021-07-27 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2021-01-05 | 2021-06-21 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2018-02-27 | 2021-01-11 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2018-02-26 | 2020-12-31 | — |
| [SCOTTRADE INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/169988) | 2017-01-20 | 2018-02-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6520517)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6520517.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
