# JAMES RAY GARZA

JAMES RAY GARZA is an investment adviser representative (IAR) with state registration records since 2018, appearing at 6 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2026-02-11 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-05 | 2025-06-12 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2020-07-30 | 2023-09-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2019-09-20 | 2020-08-07 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2018-05-04 | 2019-09-03 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2018-05-04 | 2019-09-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6597212)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6597212.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.