# Stephen Richard Smith

Stephen Richard Smith is an investment adviser representative (IAR) with state registration records since 2016, appearing at 5 firms. Currently registered with STEPHEN SMITH FINANCIAL INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STEPHEN SMITH FINANCIAL INC.](https://search.stillhousedata.com/firm/339402) | 2025-12-03 | present | Yes |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2025-11-05 | 2026-04-28 | — |
| [WEALTH BUILDER FUNDS LLC](https://search.stillhousedata.com/firm/328782) | 2024-01-10 | 2025-11-04 | — |
| [SIGNIFICANT WEALTH PARTNERS LLC](https://search.stillhousedata.com/firm/293060) | 2018-07-12 | 2026-01-15 | — |
| [CAPITAL MANAGEMENT CONSULTANTS, INC.](https://search.stillhousedata.com/firm/19935) | 2016-10-27 | 2024-02-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6713437)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6713437.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.