# CATHERINE ELIZABETH FRANCIS

CATHERINE ELIZABETH FRANCIS is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with PRINCIPAL ADVISED SERVICES, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL ADVISED SERVICES, LLC](https://search.stillhousedata.com/firm/297324) | 2023-01-03 | present | Yes |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2020-08-10 | 2021-02-05 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2017-07-19 | 2020-01-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6774017)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6774017.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.