# DAK H SPIVEY

DAK H SPIVEY is an investment adviser representative (IAR) with state registration records since 2018, appearing at 7 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2025-08-06 | present | Yes |
| [PROVENIO CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/333009) | 2025-05-08 | 2025-08-18 | — |
| [THECE WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/333246) | 2024-11-07 | 2024-12-20 | — |
| [CORIENT PRIVATE WEALTH LP](https://search.stillhousedata.com/firm/319448) | 2023-08-10 | 2024-11-27 | — |
| [CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC](https://search.stillhousedata.com/firm/126777) | 2022-08-10 | 2023-06-29 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2020-06-09 | 2022-05-18 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2018-01-12 | 2020-05-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6867499)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6867499.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.