# DOMINIK YATES

DOMINIK YATES is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with APPLIED WEALTH MANAGEMENT FINANCIAL & INSURANCE SERVICES LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [APPLIED WEALTH MANAGEMENT FINANCIAL & INSURANCE SERVICES LLC](https://search.stillhousedata.com/firm/318732) | 2022-08-15 | present | Yes |
| [PARK AVENUE SECURITIES LLC](https://search.stillhousedata.com/firm/46173) | 2020-01-16 | 2022-07-15 | — |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2019-03-18 | 2019-12-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6936274)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6936274.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.