# DAVID THOMAS GAU

DAVID THOMAS GAU is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with GREAT WATERS WEALTH MANAGEMENT.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [GREAT WATERS WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/308215) | 2026-02-02 | present | Yes |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2025-03-31 | 2025-10-29 | — |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2022-11-23 | 2025-03-31 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2021-06-21 | 2022-10-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/6962279)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/6962279.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.