# ALLEN DALE SMITH

ALLEN DALE SMITH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2012-12-13 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2012-05-17 | 2012-11-15 | — |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2009-10-05 | 2011-09-30 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2007-03-12 | 2007-10-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/717495)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/717495.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.