# RONALD ALAN DUKES

RONALD ALAN DUKES is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with HAAS INVESTMENT MANAGEMENT LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HAAS INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/154886) | 2010-11-09 | present | Yes |
| [VSR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14503) | 2008-10-14 | 2009-12-31 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2003-08-15 | 2008-10-03 | — |
| [DUKES & CO ADVISORY, INC.](https://search.stillhousedata.com/firm/108597) | 1997-07-09 | 2003-07-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/73012)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/73012.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.