# David L Allen

David L Allen is an investment adviser representative (IAR) with state registration records since 2000, appearing at 9 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2022-11-21 | present | Yes |
| [VIVALDI CAPITAL MANAGEMENT LP](https://search.stillhousedata.com/firm/160150) | 2020-11-20 | 2022-11-29 | — |
| [CORNERSTONE WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/108404) | 2019-10-03 | 2020-10-28 | — |
| [NOVA FINANCIAL SERVICES](https://search.stillhousedata.com/firm/150148) | 2017-03-16 | 2019-09-03 | — |
| [KESTRA PRIVATE WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/155193) | 2011-11-28 | 2017-04-19 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2011-12-08 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-04-07 | 2009-06-01 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2005-09-08 | 2008-04-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2000-01-21 | 2005-08-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/731100)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/731100.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.