# Warren Francis Mulhern

Warren Francis Mulhern is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with EMPIRICAL ASSET MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EMPIRICAL ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155436) | 2021-05-18 | present | Yes |
| [ARS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/281079) | 2016-07-07 | 2017-02-03 | — |
| [ARS INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/281079) | 2015-10-01 | 2016-01-04 | — |
| [DOLAN CAPITAL GROUP, LLC](https://search.stillhousedata.com/firm/154524) | 2011-06-20 | 2017-02-03 | — |
| [ICON ADVISERS, INC.](https://search.stillhousedata.com/firm/108268) | 2007-04-19 | 2008-10-24 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2006-03-08 | 2006-04-06 | — |
| [ADVEST, INC.](https://search.stillhousedata.com/firm/10) | 2000-05-26 | 2006-03-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/731918)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/731918.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.