# WESTIN JAMES KASER

WESTIN JAMES KASER is an investment adviser representative (IAR) with state registration records since 2021, appearing at 4 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2025-08-14 | present | Yes |
| [PRINCIPAL ADVISED SERVICES, LLC](https://search.stillhousedata.com/firm/297324) | 2022-10-31 | 2025-05-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2022-05-18 | 2022-07-11 | — |
| [CUNA BROKERAGE SERVICES, INC.](https://search.stillhousedata.com/firm/13941) | 2021-05-11 | 2022-05-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/7328488)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/7328488.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.