# RICHARD MARSHALL MOCK

RICHARD MARSHALL MOCK is an investment adviser representative (IAR) with state registration records since 2003, appearing at 2 firms. Currently registered with PENNFIELD CAPITAL CORP.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PENNFIELD CAPITAL CORP](https://search.stillhousedata.com/firm/111464) | 2008-01-04 | present | Yes |
| [PENNFIELD CAPITAL CORP](https://search.stillhousedata.com/firm/111464) | 2008-01-04 | 2007-12-31 | — |
| [PENNFIELD CAPITAL CORP](https://search.stillhousedata.com/firm/111464) | 2003-02-25 | 2007-12-31 | — |
| [TAYLOR HOUSE INVESTMENT MANAGEMENT, INC.](https://search.stillhousedata.com/firm/112794) | 2003-02-13 | 2008-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/734387)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/734387.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.