# THOMAS DU

THOMAS DU is an investment adviser representative (IAR) with state registration records since 2023, appearing at 4 firms. Currently registered with HILLTOP SECURITIES INC., MOMENTUM INDEPENDENT NETWORK INC., HILLTOP SECURITIES ASSET MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HILLTOP SECURITIES ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110760) | 2024-05-22 | present | Yes |
| [MOMENTUM INDEPENDENT NETWORK INC.](https://search.stillhousedata.com/firm/17587) | 2024-05-22 | present | Yes |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2024-05-22 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-05-17 | 2024-06-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/7540845)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/7540845.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.