# HAROLD JAY LAUBER

HAROLD JAY LAUBER is an investment adviser representative (IAR) with state registration records since 1997, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2018-10-16 | present | Yes |
| [HERBERT J. SIMS CAPITAL MANAGEMENT, INC.](https://search.stillhousedata.com/firm/134510) | 2015-07-09 | 2018-10-17 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2007-10-09 | 2015-08-05 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 1997-04-01 | 2007-10-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/811265)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/811265.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.