# RALPH JAMES ROMANO

RALPH JAMES ROMANO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 7 firms. Currently registered with CAPITAL SYNERGY PARTNERS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAPITAL SYNERGY PARTNERS, INC.](https://search.stillhousedata.com/firm/148733) | 2025-01-01 | present | Yes |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2018-05-21 | 2020-12-31 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2017-12-01 | 2018-04-02 | — |
| [TLG ADVISORS, INC.](https://search.stillhousedata.com/firm/111052) | 2015-05-20 | 2017-06-21 | — |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2013-06-28 | 2014-12-19 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2005-10-07 | 2013-05-09 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2004-06-30 | 2005-04-13 | — |
| [WS GRIFFITH SECURITIES, INC.](https://search.stillhousedata.com/firm/10410) | 1999-09-20 | 2004-06-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/812348)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/812348.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.