# ROBERT MORTIMER

ROBERT MORTIMER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-07-26 | present | Yes |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-08-12 | 2010-05-20 | — |
| [PIPER SANDLER & CO.](https://search.stillhousedata.com/firm/665) | 2005-04-18 | 2006-08-12 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2004-01-06 | 2005-04-19 | — |
| [J. B. HANAUER & CO.](https://search.stillhousedata.com/firm/6958) | 2003-04-09 | 2004-01-02 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 1998-08-03 | 2003-04-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/824783)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/824783.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.