# Thomas C Moss

Thomas C Moss is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with WMS ADVISORS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WMS ADVISORS, LLC](https://search.stillhousedata.com/firm/122224) | 2026-07-13 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2010-12-03 | 2026-08-04 | — |
| [STEPHENS INC.](https://search.stillhousedata.com/firm/3496) | 2006-07-13 | 2010-12-14 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2006-02-21 | 2006-07-18 | — |
| [LEGG MASON WOOD WALKER, INCORPORATED](https://search.stillhousedata.com/firm/6555) | 2000-12-20 | 2006-02-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/844872)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/844872.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.