# KATHLEEN MARIE ROTH

KATHLEEN MARIE ROTH is an investment adviser representative (IAR) with state registration records since 2007, appearing at 6 firms. Currently registered with J. W. COLE ADVISORS, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2026-05-14 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-10-11 | 2026-05-18 | — |
| [AMERICAN PORTFOLIOS ADVISORS, INC](https://search.stillhousedata.com/firm/112697) | 2021-07-06 | 2024-10-11 | — |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2011-05-31 | 2021-07-09 | — |
| [ENSEMBLE FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/17443) | 2009-09-09 | 2011-05-31 | — |
| [WATERSTONE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/10078) | 2007-04-10 | 2009-08-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/867375)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/867375.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.