# THOMAS KEVIN AMBROSE

THOMAS KEVIN AMBROSE is an investment adviser representative (IAR) with state registration records since 1996, appearing at 7 firms. Currently registered with AMBROSE WEALTH MANAGEMENT, INC, VAN CLEMENS WEALTH MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VAN CLEMENS WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/297362) | 2026-06-22 | present | Yes |
| [AMBROSE WEALTH MANAGEMENT, INC](https://search.stillhousedata.com/firm/269838) | 2015-08-26 | present | Yes |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2014-07-02 | 2015-05-22 | — |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2012-11-07 | 2014-06-06 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2010-05-14 | 2012-11-08 | — |
| [CAROTA WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/127344) | 2003-11-17 | 2007-01-16 | — |
| [AMBROSE WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/108395) | 1996-03-21 | 2010-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/871838)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/871838.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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