# APPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1

APPLIED OPTOELECTRONICS INC NOTE 2.750% 1/1 is a security (CUSIP 03823UAF9) tracked across SEC portfolio filings. 1 institutional managers reported $6.9M on Form 13F as of 2026-06-30; 1 registered fund positions totaling $2.0M via N-PORT as of 2026-05-29.

## Summary

- Issuer: APPLIED OPTOELECTRONICS INC
- Class: NOTE 2.750% 1/1
- CUSIP: 03823UAF9
- Asset category: DBT
- 13F holders: 1
- 13F value: $6.9M
- 13F period: 2026-06-30
- N-PORT fund positions: 1
- N-PORT value: $2.0M
- N-PORT report: 2026-05-29

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| Context Capital Management, LLC | LAJOLLA, CA | $6.9M | 1,948,000 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| [Franklin Alternative Strategies Fund](https://search.stillhousedata.com/fund/S000042023) | Franklin Alternative Strategies Funds | $2.0M | 33.22% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/03823UAF9.md)
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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.