# CAPITAL   SOUTHWEST      CORP NOTE        5.125%11/1

CAPITAL   SOUTHWEST      CORP NOTE        5.125%11/1 is a security (CUSIP 140501AE7) tracked across SEC portfolio filings. 41 institutional managers reported $229.1M on Form 13F as of 2026-06-30.

## Summary

- Issuer: CAPITAL   SOUTHWEST      CORP
- Class: NOTE        5.125%11/1
- CUSIP: 140501AE7
- 13F holders: 41
- 13F value: $229.1M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 41 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| MILLENNIUM MANAGEMENT LLC | NEW YORK, NY | $33.8M | 32,960,000 |
| [FOURSIXTHREE CAPITAL LP](https://search.stillhousedata.com/firm/311299) | NEW YORK, NY | $29.4M | 28,833,000 |
| Jump Financial, LLC | Chicago, IL | $27.5M | 26,972,000 |
| VICTORY CAPITAL MANAGEMENT INC | San Antonio, TX | $16.0M | 15,358,000 |
| [WOLVERINE ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/138907) | CHICAGO, IL | $14.7M | 14,834,000 |
| [TWO SIGMA INVESTMENTS, LP](https://search.stillhousedata.com/firm/137137) | New York, NY | $11.7M | 11,500,000 |
| Weiss Asset Management LP | BOSTON, MA | $10.5M | 10,300,000 |
| [HBK INVESTMENTS L P](https://search.stillhousedata.com/firm/115079) | DALLAS, TX | $10.5M | 10,263,000 |
| [Saba Capital Management, L.P.](https://search.stillhousedata.com/firm/154362) | NEW YORK, NY | $10.2M | 10,000,000 |
| INCOME RESEARCH & MANAGEMENT | Boston, MA | $9.6M | 9,227,000 |
| [AQR Arbitrage LLC](https://search.stillhousedata.com/firm/114626) | Greenwich, CT | $8.8M | 8,536,000 |
| Context Capital Management, LLC | LAJOLLA, CA | $8.0M | 7,634,000 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | London, X0 | $7.5M | 7,350,000 |
| ADVENT CAPITAL MANAGEMENT /DE/ | NEW YORK, NY | $7.4M | 7,206,000 |
| [Eagle Point Credit Management LLC](https://search.stillhousedata.com/firm/166370) | GREENWICH, CT | $5.0M | 4,980,000 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/140501AE7.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.