# CARLYLE FINANCE LLC PFD

CARLYLE FINANCE LLC PFD is a security (CUSIP 14314C105) tracked across SEC portfolio filings. 1 institutional managers reported $607K on Form 13F as of 2026-06-30; 13 registered fund positions totaling $19.5M via N-PORT as of 2026-05-29.

## Summary

- Issuer: CARLYLE FINANCE LLC
- Class: PFD
- CUSIP: 14314C105
- Asset category: EP
- 13F holders: 1
- 13F value: $607K
- 13F period: 2026-06-30
- N-PORT fund positions: 13
- N-PORT value: $19.5M
- N-PORT report: 2026-05-29

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| [Sterling Capital Management LLC](https://search.stillhousedata.com/firm/135405) | CHARLOTTE, NC | $607K | 37,560 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| First Trust Intermediate Duration Preferred & Income Fund | First Trust Intermediate Duration Preferred & Income Fund | $10.0M | 84.28% |
| John Hancock Preferred Income Fund III | John Hancock Preferred Income Fund III | $1.5M | 32.89% |
| John Hancock Preferred Income Fund | John Hancock Preferred Income Fund | $1.4M | 32.04% |
| COHEN & STEERS INFRASTRUCTURE FUND INC | COHEN & STEERS INFRASTRUCTURE FUND INC | $1.2M | 3.90% |
| John Hancock Tax-Advantaged Dividend Income Fund | John Hancock Tax-Advantaged Dividend Income Fund | $1.1M | 11.68% |
| Flaherty & Crumrine Preferred and Income Securities Fund Incorporated | Flaherty & Crumrine Preferred & Income Securities Fund Inc | $1.1M | 12.70% |
| John Hancock Preferred Income Fund II | John Hancock Preferred Income Fund II | $1.0M | 31.05% |
| John Hancock Premium Dividend Fund | John Hancock Premium Dividend Fund | $938K | 12.78% |
| Flaherty & Crumrine Dynamic Preferred and Income Fund Incorporated | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | $592K | 12.81% |
| Flaherty & Crumrine Total Return Fund Incorporated | Flaherty & Crumrine Total Return Fund Inc | $255K | 13.04% |
| Flaherty & Crumrine Preferred and Income Fund Incorporated | Flaherty & Crumrine Preferred & Income Fund Inc | $190K | 11.84% |
| Flaherty & Crumrine Preferred and Income Opportunity Fund Incorporated | Flaherty & Crumrine Preferred & Income Opportunity Fund Inc | $175K | 13.16% |
| Cohen & Steers Real Estate Opportunities & Income Fund | Cohen & Steers Real Estate Opportunities & Income Fund | $73K | 2.76% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/14314C105.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.