# GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK

GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK is a security (CUSIP 40170T106) tracked across SEC portfolio filings. 48 institutional managers reported $160.9M on Form 13F as of 2026-06-30; 2 registered fund positions totaling $23.0M via N-PORT as of 2026-05-29.

## Summary

- Issuer: GUGGENHEIM ACTIVE ALLOC FD
- Class: COMMON STOCK
- CUSIP: 40170T106
- Asset category: EC
- 13F holders: 48
- 13F value: $160.9M
- 13F period: 2026-06-30
- N-PORT fund positions: 2
- N-PORT value: $23.0M
- N-PORT report: 2026-05-29

## Top institutional holders (Form 13F)

_Showing 15 of 48 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| MORGAN STANLEY | NEW YORK, NY | $43.2M | 2,838,748 |
| GUGGENHEIM CAPITAL LLC | Chicago, IL | $14.5M | 950,000 |
| BANK OF AMERICA CORP /DE/ | CHARLOTTE, NC | $13.9M | 914,964 |
| [Atlas Wealth LLC](https://search.stillhousedata.com/firm/321832) | CINCINNATI, OH | $13.6M | 848,495 |
| Pathstone Holdings, LLC | ENGLEWOOD, NJ | $13.5M | 888,872 |
| [Advisors Asset Management, Inc.](https://search.stillhousedata.com/firm/46727) | Monument, CO | $12.2M | 804,347 |
| Baird Financial Group, Inc. | MILWAUKEE, WI | $11.1M | 730,304 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $10.8M | 708,954 |
| Royal Bank of Canada | TORONTO, A6 | $7.6M | 500,014 |
| WELLS FARGO & COMPANY/MN | SAN FRANCISCO, CA | $4.5M | 296,593 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $2.3M | 150,120 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $1.6M | 100,518 |
| Closed-End Fund Advisors, Inc. | RICHMOND, VA | $1.3M | 80,586 |
| [Focus Partners Wealth](https://search.stillhousedata.com/firm/159289) | ST LOUIS, MO | $1.2M | 75,699 |
| STIFEL FINANCIAL CORP | ST. LOUIS, MO | $732K | 48,126 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| Guggenheim Strategic Opportunities Fund | Guggenheim Strategic Opportunities Fund | $15.4M | 64.10% |
| Cohen & Steers Closed-End Opportunity Fund, Inc. | Cohen & Steers Closed-End Opportunity Fund, Inc. | $7.6M | 211.40% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/40170T106.md)
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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.