# HAWTHORN BANCSHARES INC COM

HAWTHORN BANCSHARES INC COM is a security (CUSIP 420476103) tracked across SEC portfolio filings. 65 institutional managers reported $72.9M on Form 13F as of 2026-06-30; 9 registered fund positions totaling $4.6M via N-PORT as of 2026-05-31.

## Summary

- Issuer: HAWTHORN BANCSHARES INC
- Class: COM
- CUSIP: 420476103
- Asset category: EC
- 13F holders: 65
- 13F value: $72.9M
- 13F period: 2026-06-30
- N-PORT fund positions: 9
- N-PORT value: $4.6M
- N-PORT report: 2026-05-31

## Top institutional holders (Form 13F)

_Showing 15 of 65 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| [Ategra Capital Management, LLC](https://search.stillhousedata.com/firm/164245) | VIENNA, VA | $11.5M | 342,390 |
| [VANGUARD GROUP INC](https://search.stillhousedata.com/firm/105958) | Valley Forge, PA | $11.1M | 317,844 |
| BlackRock, Inc. | New York, NY | $10.5M | 310,672 |
| [FJ Capital Management LLC](https://search.stillhousedata.com/firm/158049) | MCLEAN, VA | $6.4M | 190,710 |
| DIMENSIONAL FUND ADVISORS LP | AUSTIN, TX | $5.3M | 158,332 |
| [GEODE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/115504) | BOSTON, MA | $4.6M | 136,802 |
| STATE STREET CORP | BOSTON, MA | $2.8M | 83,013 |
| [BRIDGEWAY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111441) | HOUSTON, TX | $2.2M | 65,186 |
| [MONETA GROUP INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/104727) | ST LOUIS, MO | $1.6M | 48,725 |
| Pinnacle Holdings, LLC | TULSA, OK | $1.6M | 46,131 |
| NORTHERN TRUST CORP | CHICAGO, IL | $1.5M | 43,845 |
| RBF Capital, LLC | SAN FRANCISCO, CA | $1.3M | 39,167 |
| [RENAISSANCE TECHNOLOGIES LLC](https://search.stillhousedata.com/firm/106661) | NEW YORK, NY | $1.2M | 34,843 |
| Empowered Funds, LLC | HAVERTOWN, PA | $1.1M | 33,050 |
| MERCER GLOBAL ADVISORS INC /ADV | DENVER, CO | $1.1M | 32,450 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| [VANGUARD EXTENDED MARKET INDEX FUND](https://search.stillhousedata.com/fund/S000002841) | VANGUARD INDEX FUNDS | $2.1M | 0.25% |
| [VANGUARD RUSSELL 2000 INDEX FUND](https://search.stillhousedata.com/fund/S000030003) | VANGUARD SCOTTSDALE FUNDS | $1.1M | 0.62% |
| [U.S. MICRO CAP PORTFOLIO](https://search.stillhousedata.com/fund/S000000948) | DFA INVESTMENT DIMENSIONS GROUP INC | $665K | 0.89% |
| [Master Small Cap Index Series](https://search.stillhousedata.com/fund/S000002716) | Quantitative Master Series LLC | $339K | 0.70% |
| [Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF](https://search.stillhousedata.com/fund/S000048296) | Goldman Sachs ETF Trust | $226K | 2.29% |
| [VANGUARD BALANCED INDEX FUND](https://search.stillhousedata.com/fund/S000002560) | VANGUARD VALLEY FORGE FUNDS | $92K | 0.02% |
| [VANGUARD INSTITUTIONAL TOTAL STOCK MARKET INDEX FUND](https://search.stillhousedata.com/fund/S000002855) | VANGUARD INSTITUTIONAL INDEX FUNDS | $88K | 0.03% |
| [DWS Small Cap Index VIP](https://search.stillhousedata.com/fund/S000006223) | DEUTSCHE DWS INVESTMENTS VIT FUNDS | $27K | 0.64% |
| [Longview Advantage ETF](https://search.stillhousedata.com/fund/S000086399) | RBB Fund Trust | $4K | 0.06% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/420476103.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
