# NEUBERGER SMALL-MID CAP ETF ETF

NEUBERGER SMALL-MID CAP ETF ETF is a security (CUSIP 64135A804) tracked across SEC portfolio filings. 21 institutional managers reported $168.4M on Form 13F as of 2026-06-30.

## Summary

- Issuer: NEUBERGER SMALL-MID CAP ETF
- Class: ETF
- CUSIP: 64135A804
- 13F holders: 21
- 13F value: $168.4M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 21 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| NEUBERGER BERMAN GROUP LLC | NEW YORK, NY | $129.4M | 5,135,247 |
| [LPL Financial LLC](https://search.stillhousedata.com/firm/6413) | FORT MILL, SC | $8.1M | 320,403 |
| STAGE HARBOR FINANCIAL, LLC | WESTWOOD, MA | $6.0M | 237,380 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $5.4M | 214,258 |
| BANK OF AMERICA CORP /DE/ | CHARLOTTE, NC | $4.6M | 182,391 |
| [Broadway Wealth Solutions, Inc.](https://search.stillhousedata.com/firm/291753) | San Antonio, TX | $3.7M | 129,898 |
| [EXCHANGE TRADED CONCEPTS, LLC](https://search.stillhousedata.com/firm/151197) | Oklahoma City, OK | $3.1M | 107,783 |
| JONES FINANCIAL COMPANIES LLLP | DES PERES, MO | $2.7M | 109,085 |
| [HighTower Advisors, LLC](https://search.stillhousedata.com/firm/145323) | CHICAGO, IL | $1.4M | 47,351 |
| Royal Bank of Canada | TORONTO, A6 | $1.3M | 51,110 |
| [Worth Financial Advisory Group, LLC](https://search.stillhousedata.com/firm/156564) | CHARLOTTE, NC | $836K | 29,136 |
| [BARNES PETTEY FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/142944) | CLARKSDALE, MS | $487K | 16,980 |
| JANE STREET GROUP, LLC | NEW YORK, NY | $327K | 12,964 |
| Pathstone Holdings, LLC | ENGLEWOOD, NJ | $292K | 11,570 |
| OSAIC HOLDINGS, INC. | PHOENIX, AZ | $289K | 11,488 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/64135A804.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.