# NOVARTIS CAPITAL  4.1pct30            DUE 11/05/30 CORPORATE BONDS

NOVARTIS CAPITAL  4.1pct30            DUE 11/05/30 CORPORATE BONDS is a security (CUSIP 66989HAY4) tracked across SEC portfolio filings. 1 institutional managers reported $10K on Form 13F as of 2026-03-31; 14 registered fund positions totaling $19.6M via N-PORT as of 2026-05-31.

## Summary

- Issuer: NOVARTIS CAPITAL  4.1pct30            DUE 11/05/30
- Class: CORPORATE BONDS
- CUSIP: 66989HAY4
- Asset category: DBT
- 13F holders: 1
- 13F value: $10K
- 13F period: 2026-03-31
- N-PORT fund positions: 14
- N-PORT value: $19.6M
- N-PORT report: 2026-05-31

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| [Luminist Capital LLC](https://search.stillhousedata.com/firm/173396) | GRAND RAPIDS, MI | $10K | 10,000 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| [Franklin Total Return Fund](https://search.stillhousedata.com/fund/S000006857) | Franklin Investors Securities Trust | $6.3M | 22.02% |
| [Palmer Square Income Plus Fund](https://search.stillhousedata.com/fund/S000095502) | Palmer Square Funds Trust | $2.3M | 24.44% |
| [Putnam Income Fund](https://search.stillhousedata.com/fund/S000006155) | Putnam Income Fund | $2.0M | 19.93% |
| [Putnam Diversified Income Trust](https://search.stillhousedata.com/fund/S000005529) | Putnam Diversified Income Trust | $1.9M | 20.32% |
| [George Putnam Balanced Fund](https://search.stillhousedata.com/fund/S000005597) | George Putnam Balanced Fund | $1.8M | 7.56% |
| [Franklin Investment Grade Corporate ETF](https://search.stillhousedata.com/fund/S000053775) | Franklin Templeton ETF Trust | $1.5M | 25.11% |
| [VANGUARD BALANCED INDEX FUND](https://search.stillhousedata.com/fund/S000002560) | VANGUARD VALLEY FORGE FUNDS | $1.5M | 0.25% |
| Putnam Premier Income Trust | Putnam Premier Income Trust | $755K | 21.22% |
| [Putnam Global Income Trust](https://search.stillhousedata.com/fund/S000005653) | Putnam Global Income Trust | $439K | 20.39% |
| [BlackRock Total Return Fund](https://search.stillhousedata.com/fund/S000004071) | BlackRock Bond Fund, Inc. | $375K | 0.21% |
| Putnam Master Intermediate Income Trust | Putnam Master Intermediate Income Trust | $351K | 21.51% |
| [Putnam Multi-Asset Income Fund](https://search.stillhousedata.com/fund/S000067964) | Putnam Asset Allocation Funds | $246K | 2.76% |
| [AB GLOBAL BOND FUND, INC.](https://search.stillhousedata.com/fund/S000010128) | AB GLOBAL BOND FUND, INC. | $165K | 0.25% |
| [Core Fixed Income Fund](https://search.stillhousedata.com/fund/S000008437) | MORGAN STANLEY PATHWAY FUNDS | $98K | 0.54% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/66989HAY4.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.