# NUVEEN PFD & INCOME OPPORTUN COM

NUVEEN PFD & INCOME OPPORTUN COM is a security (CUSIP 67073B106) tracked across SEC portfolio filings. 338 institutional managers reported $453.5M on Form 13F as of 2026-06-30; 3 registered fund positions totaling $709K via N-PORT as of 2026-03-31.

## Summary

- Issuer: NUVEEN PFD & INCOME OPPORTUN
- Class: COM
- CUSIP: 67073B106
- Asset category: EC
- 13F holders: 338
- 13F value: $453.5M
- 13F period: 2026-06-30
- N-PORT fund positions: 3
- N-PORT value: $709K
- N-PORT report: 2026-03-31

## Top institutional holders (Form 13F)

_Showing 15 of 338 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| MORGAN STANLEY | NEW YORK, NY | $41.0M | 5,442,892 |
| BANK OF AMERICA CORP /DE/ | CHARLOTTE, NC | $36.0M | 4,777,122 |
| WELLS FARGO & COMPANY/MN | SAN FRANCISCO, CA | $35.1M | 4,648,791 |
| UBS Group AG | Zurich, V8 | $33.2M | 4,399,194 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $30.7M | 4,071,964 |
| Royal Bank of Canada | TORONTO, A6 | $21.7M | 2,881,952 |
| [LPL Financial LLC](https://search.stillhousedata.com/firm/6413) | FORT MILL, SC | $17.2M | 2,279,903 |
| GUGGENHEIM CAPITAL LLC | Chicago, IL | $14.4M | 1,907,472 |
| [CAPTRUST FINANCIAL ADVISORS](https://search.stillhousedata.com/firm/175112) | RALEIGH, NC | $11.6M | 1,536,912 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $9.6M | 1,222,486 |
| OSAIC HOLDINGS, INC. | PHOENIX, AZ | $9.2M | 1,214,016 |
| [Cerity Partners LLC](https://search.stillhousedata.com/firm/151559) | NEW YORK, NY | $9.0M | 1,194,265 |
| [GREATMARK INVESTMENT PARTNERS, INC.](https://search.stillhousedata.com/firm/105267) | COLUMBUS, GA | $7.7M | 973,962 |
| [MGO ONE SEVEN LLC](https://search.stillhousedata.com/firm/283087) | Beachwood, OH | $7.5M | 956,230 |
| TRUIST FINANCIAL CORP | CHARLOTTE, NC | $7.1M | 895,417 |

## Top fund holders (N-PORT)

| Fund | Registrant | Value | % of fund |
| --- | --- | --- | --- |
| [LoCorr Spectrum Income Fund](https://search.stillhousedata.com/fund/S000043632) | LoCorr Investment Trust | $532K | 76.57% |
| [THRIVENT CONSERVATIVE ALLOCATION PORTFOLIO](https://search.stillhousedata.com/fund/S000001434) | Thrivent Series Fund, Inc. | $89K | 1.58% |
| Cohen & Steers Global Income Builder, Inc | Cohen & Steers Global Income Builder, Inc | $87K | 3.98% |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/67073B106.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.