# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N205) tracked across SEC portfolio filings. 25 institutional managers reported $44.5M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N205
- 13F holders: 25
- 13F value: $44.5M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 25 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| Compass Advisory Group LLC | MELVILLE, NY | $9.3M | 305,732 |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.7M | 285,193 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $5.2M | 159,830 |
| [Long Island Wealth Management, Inc.](https://search.stillhousedata.com/firm/173363) | MELVILLE, NY | $5.0M | 163,247 |
| [AMERICAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/123116) | Boca Raton, FL | $4.7M | 146,757 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $2.9M | 90,005 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $2.7M | 84,492 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $2.7M | 82,733 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $938K | 29,062 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $385K | 12,641 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | AUSTIN, TX | $369K | 11,417 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | BALA CYNWYD, PA | $355K | 11,679 |
| [First Heartland Consultants, Inc.](https://search.stillhousedata.com/firm/110377) | LAKE ST. LOUIS, MO | $338K | 10,457 |
| [Evergreen Wealth Solutions, LLC](https://search.stillhousedata.com/firm/299407) | WILLIAMSPORT, PA | $265K | 8,712 |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | SAN DIEGO, CA | $208K | 6,439 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N205.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.