# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N304) tracked across SEC portfolio filings. 13 institutional managers reported $15.6M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N304
- 13F holders: 13
- 13F value: $15.6M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $11.3M | 360,530 |
| [OLD MISSION CAPITAL LLC](https://search.stillhousedata.com/firm/146991) | CHICAGO, IL | $1.2M | 38,601 |
| [CYPRESS FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/151014) | HADDON HEIGHTS, NJ | $885K | 26,016 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $813K | 23,912 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $579K | 17,021 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $447K | 14,278 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $245K | 7,193 |
| [HARBOUR INVESTMENTS, INC.](https://search.stillhousedata.com/firm/19258) | MADISON, WI | $72K | 2,300 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $49K | 1,559 |
| [Parallel Advisors, LLC](https://search.stillhousedata.com/firm/140800) | SAN FRANCISCO, CA | $24K | 700 |
| [EverSource Wealth Advisors, LLC](https://search.stillhousedata.com/firm/286340) | BIRMINGHAM, AL | $11K | 332 |
| PNC Financial Services Group, Inc. | Pittsburgh, PA | $10K | 316 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | BIRMINGHAM, AL | — | 0 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N304.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.