# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N403) tracked across SEC portfolio filings. 20 institutional managers reported $24.1M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N403
- 13F holders: 20
- 13F value: $24.1M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 20 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.7M | 288,905 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $3.0M | 94,668 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $3.0M | 93,746 |
| [AMERICAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/123116) | Boca Raton, FL | $2.6M | 82,989 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $1.1M | 33,922 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $1.0M | 32,476 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $829K | 25,963 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $692K | 23,040 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $631K | 20,997 |
| Three Seasons Wealth, LLC | SALT LAKE CITY, UT | $629K | 20,953 |
| [OLD MISSION CAPITAL LLC](https://search.stillhousedata.com/firm/146991) | CHICAGO, IL | $408K | 13,592 |
| MML INVESTORS SERVICES, LLC | SPRINGFIELD, MA | $325K | 10,804 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $321K | 10,048 |
| [Evergreen Wealth Solutions, LLC](https://search.stillhousedata.com/firm/299407) | WILLIAMSPORT, PA | $284K | 9,442 |
| Royal Bank of Canada | TORONTO, A6 | $231K | 7,694 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N403.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.