# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N601) tracked across SEC portfolio filings. 16 institutional managers reported $20.8M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N601
- 13F holders: 16
- 13F value: $20.8M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 16 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.7M | 286,374 |
| [SMITH, MOORE & CO.](https://search.stillhousedata.com/firm/3441) | CLAYTON, MO | $3.0M | 97,310 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $2.9M | 91,628 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $1.8M | 55,159 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $1.2M | 37,553 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $538K | 17,748 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $491K | 15,296 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $445K | 14,667 |
| [KINGSWOOD WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/288792) | SAN DIEGO, CA | $391K | 12,182 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $389K | 12,123 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $359K | 11,188 |
| Three Seasons Wealth, LLC | SALT LAKE CITY, UT | $281K | 9,269 |
| [Evergreen Wealth Solutions, LLC](https://search.stillhousedata.com/firm/299407) | WILLIAMSPORT, PA | $254K | 8,367 |
| Royal Bank of Canada | TORONTO, A6 | $139K | 4,598 |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | ANAHEIM, CA | $131 | 4,334 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N601.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.