# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N700) tracked across SEC portfolio filings. 12 institutional managers reported $14.9M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N700
- 13F holders: 12
- 13F value: $14.9M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $11.3M | 374,017 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $1.3M | 39,281 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $710K | 23,436 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $338K | 10,398 |
| [CERTIOR FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/285502) | KING OF PRUSSIA, PA | $322K | 9,908 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $306K | 9,399 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $272K | 8,969 |
| [CYPRESS FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/151014) | HADDON HEIGHTS, NJ | $247K | 7,577 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $57K | 1,747 |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | ANAHEIM, CA | $737 | 24,337 |
| UBS Group AG | Zurich, V8 | $303 | 10 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | BIRMINGHAM, AL | — | 0 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N700.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.