# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N726) tracked across SEC portfolio filings. 15 institutional managers reported $26.2M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N726
- 13F holders: 15
- 13F value: $26.2M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $11.3M | 379,433 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $6.5M | 219,990 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $1.9M | 57,946 |
| PNC Financial Services Group, Inc. | Pittsburgh, PA | $1.9M | 57,488 |
| ENVESTNET ASSET MANAGEMENT INC | Berwyn, PA | $1.7M | 53,716 |
| [CYPRESS FINANCIAL PLANNING LLC](https://search.stillhousedata.com/firm/151014) | HADDON HEIGHTS, NJ | $1.2M | 36,656 |
| Royal Bank of Canada | TORONTO, A6 | $360K | 12,115 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $354K | 10,900 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $240K | 8,095 |
| [CERTIOR FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/285502) | KING OF PRUSSIA, PA | $212K | 6,535 |
| NewEdge Advisors, LLC | New Orleans, LA | $210K | 7,075 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $195K | 6,571 |
| [Parallel Advisors, LLC](https://search.stillhousedata.com/firm/140800) | SAN FRANCISCO, CA | $60K | 1,856 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $45K | 1,379 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | BIRMINGHAM, AL | — | 0 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N726.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.