# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N734) tracked across SEC portfolio filings. 14 institutional managers reported $19.6M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N734
- 13F holders: 14
- 13F value: $19.6M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $11.3M | 380,602 |
| RAYMOND JAMES FINANCIAL INC | ST. PETERSBURG, FL | $5.3M | 178,063 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $1.2M | 36,835 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $664K | 20,392 |
| [Maltin Wealth Management, Inc.](https://search.stillhousedata.com/firm/164330) | RIDGEWOOD, NJ | $544K | 16,724 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $381K | 12,855 |
| Royal Bank of Canada | TORONTO, A6 | $98K | 3,314 |
| [Parallel Advisors, LLC](https://search.stillhousedata.com/firm/140800) | SAN FRANCISCO, CA | $60K | 1,839 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $59K | 1,824 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $45K | 1,395 |
| PNC Financial Services Group, Inc. | Pittsburgh, PA | $24K | 796 |
| [HARBOUR INVESTMENTS, INC.](https://search.stillhousedata.com/firm/19258) | MADISON, WI | $15K | 500 |
| UBS Group AG | Zurich, V8 | $89 | 3 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | BIRMINGHAM, AL | — | 0 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N734.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.