# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N809) tracked across SEC portfolio filings. 16 institutional managers reported $16.9M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N809
- 13F holders: 16
- 13F value: $16.9M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 16 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.6M | 294,063 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $2.5M | 81,028 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $1.5M | 48,873 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $993K | 32,015 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $833K | 26,858 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $641K | 20,662 |
| [AMERICAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/123116) | Boca Raton, FL | $529K | 17,051 |
| JANE STREET GROUP, LLC | NEW YORK, NY | $381K | 12,942 |
| [Cetera Investment Advisers](https://search.stillhousedata.com/firm/105644) | SCHAUMBURG, IL | $358K | 12,178 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $280K | 9,018 |
| [HARBOR INVESTMENT ADVISORY, LLC](https://search.stillhousedata.com/firm/151085) | LUTHERVILLE, MD | $62K | 2,000 |
| UBS Group AG | Zurich, V8 | $55K | 1,862 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $50K | 1,700 |
| PNC Financial Services Group, Inc. | Pittsburgh, PA | $17K | 588 |
| [CENTAURUS FINANCIAL, INC.](https://search.stillhousedata.com/firm/30833) | ANAHEIM, CA | $2K | 62,227 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N809.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.