# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N817) tracked across SEC portfolio filings. 18 institutional managers reported $18.1M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N817
- 13F holders: 18
- 13F value: $18.1M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 18 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.7M | 292,549 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $3.0M | 96,541 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $1.5M | 46,407 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $1.1M | 35,009 |
| [AMERICAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/123116) | Boca Raton, FL | $871K | 27,719 |
| [Evergreen Wealth Solutions, LLC](https://search.stillhousedata.com/firm/299407) | WILLIAMSPORT, PA | $682K | 22,993 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $470K | 14,953 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | AUSTIN, TX | $441K | 14,020 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $329K | 10,483 |
| WOLVERINE TRADING, LLC | CHICAGO, IL | $272K | 9,256 |
| [Steward Partners Investment Advisory, LLC](https://search.stillhousedata.com/firm/283004) | NEW YORK, NY | $239K | 8,053 |
| Royal Bank of Canada | TORONTO, A6 | $227K | 7,668 |
| [HARBOUR INVESTMENTS, INC.](https://search.stillhousedata.com/firm/19258) | MADISON, WI | $165K | 5,559 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $102K | 3,238 |
| PNC Financial Services Group, Inc. | Pittsburgh, PA | $33K | 1,097 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N817.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.