# PGIM ROCK ETF TR S&P 500 BUFFER

PGIM ROCK ETF TR S&P 500 BUFFER is a security (CUSIP 69420N858) tracked across SEC portfolio filings. 19 institutional managers reported $29.2M on Form 13F as of 2026-06-30.

## Summary

- Issuer: PGIM ROCK ETF TR
- Class: S&P 500 BUFFER
- CUSIP: 69420N858
- 13F holders: 19
- 13F value: $29.2M
- 13F period: 2026-06-30
- N-PORT fund positions: 0

## Top institutional holders (Form 13F)

_Showing 15 of 19 managers by value._

| Manager | Location | Value | Shares |
| --- | --- | --- | --- |
| PRUDENTIAL FINANCIAL INC | NEWARK, NJ | $8.7M | 290,688 |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | WALTHAM, MA | $7.5M | 242,055 |
| [JIM SAULNIER & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/169889) | FORT COLLINS, CO | $4.5M | 147,369 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $1.9M | 60,202 |
| [AMERICAN ASSET MANAGEMENT INC.](https://search.stillhousedata.com/firm/123116) | Boca Raton, FL | $1.3M | 41,980 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | AUSTIN, TX | $1.2M | 38,093 |
| [Blue Water Asset Management](https://search.stillhousedata.com/firm/175362) | GRAND RAPIDS, MI | $1.0M | 33,441 |
| Kestra Advisory Services, LLC | AUSTIN, TX | $875K | 28,388 |
| [Barnes Dennig Private Wealth Management LLC](https://search.stillhousedata.com/firm/328496) | CINCINNATI, OH | $543K | 17,622 |
| [Spire Wealth Management](https://search.stillhousedata.com/firm/113908) | MCLEAN, VA | $543K | 17,622 |
| [NBZ Investment Advisors LLC](https://search.stillhousedata.com/firm/123902) | KNOXVILLE, TN | $334K | 11,197 |
| Three Seasons Wealth, LLC | SALT LAKE CITY, UT | $273K | 9,146 |
| WOLVERINE TRADING, LLC | CHICAGO, IL | $215K | 7,348 |
| [DHJJ Financial Advisors, Ltd.](https://search.stillhousedata.com/firm/107034) | NAPERVILLE, IL | $140K | 4,538 |
| Royal Bank of Canada | TORONTO, A6 | $81K | 2,699 |

## More

- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/security/69420N858.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.