Search SEC investment advisers, filings and people
Adviser Search is a searchable mirror of public SEC and state filings: investment-adviser registrations (Form ADV), private fundraising notices (Form D, Reg A, crowdfunding Form C), adviser brochures (Form ADV Part 2), and the people named across all of them.
What's covered
- Form ADV registrations for SEC- and state-registered advisers and exempt reporting advisers
- Private funds, regulatory AUM, custodians and service providers from ADV Schedule D
- Form D, Reg A and Form C fundraising filings, by issuer and by person
- Securities and their holders — Form 13F institutional managers plus N-PORT fund positions, including private and pre-IPO companies marked in fund portfolios
- Newly registered '40 Act funds (ETF, mutual fund and closed-end launches) with series, tickers, fees and advisers
- Broker-dealer annual reports (X-17A-5) with auditors, material weaknesses and OCR'd full text
- Regulation CF funding portals and the offerings they host
- Full filing text: 10-K/10-Q, fund shareholder reports (N-CSR), registration statements and 13D/G
- Adviser brochures, full text and searchable by phrase
- Executives, owners, control persons and adviser representatives linked across every filing type
Largest advisers by regulatory AUM
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